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David Auerbach on literature, tech, film, etc.

Tag: serialism

Who Cares If You Read?

I posted that excerpt from the inflammatory (for sufficiently small values of inflammatory) intro to Steven Moore’s book only as a gag, since people like Steve Donoghue have said much more about it than I wish to. (However! In a rebuke to Moore, his elevation of the Velvet Underground as too-avant-for-Ashbery has just been answered by Moe Tucker’s endorsement of the Tea Party).

But then I happened to reread Milton Babbitt’s The Composer as Specialist. (At publication, it was retitled by the editor to the far more inflammatory and interesting “Who Cares If You Listen?” Supposedly he wasn’t in on it and complains that he is “far more likely to be known as the author of ‘Who Cares if You Listen?’ than as the composer of music to which you may or may not care to listen.”)

The war between elitists and populists among the creative classes has gone on for so many centuries that I really don’t think there’s any new argument to be made in the area. Since I’m fairly likely never to command a large audience, I could throw my lot in with the elitists and share in that warm fuzzy smugness that comes with belonging to the aesthetic elite of civilization (and offer it to my readers!)…but no, it’s too silly. But because music offers a purer and less semantically-laden form of art, the elitist arguments there are more raw and less able to fall back on fallacies like “making you a better person.” And Babbitt is upfront and sincere, to his credit.

Babbitt is/was one of those hyper-serialist composers who took Schoenberg’s system to a far greater extreme than Schoenberg, Berg, or Webern ever did. Iannis Xenakis, no traditionalist himself, complained that such music became incomprehensible:

The enormous complexity prevents the audience from following the intertwining of the lines and has as its macroscopic effect an irrational and fortuitous dispersion of sounds over the whole extent of the sonic spectrum.

And Babbitt said that for most audiences, that indeed was true. Here’s a string quartet:

Well, I like the textures, but it doesn’t quite hold together for me, which tends to be my experience with his music. But music often belies composers’ intentions, so let’s look at the words. There are two criteria by which Babbitt wants to elevate the new, hyper-serialized music.

Criteria 1. Complexity

This music employs a tonal vocabulary which is more “efficient” than that of the music of the past, or its derivatives. This is not necessarily a virtue in itself, but it does make possible a greatly increased number or pitch simultaneities, successions, and relationships. his increase in efficiency necessarily reduces the “redundancy” of the language, and as a result the intelligible communication of the work demands increased accuracy from the transmitter (the performer) and activity from the receiver (the listener). Incidentally, it is this circumstance, among many others, that has created the need for purely electronic media of “performance.” More importantly for us, it makes ever heavier demands upon the training of the listener’s perceptual capacities.

So here, in place of the qualities of allusiveness, elusiveness, nonlinearity, and prolixity of difficult fiction, we have a single analogous criterion: density of information. Babbitt gives a couple other criteria, but they really aren’t so different from this one: those characteristics defining the work are as great in number as possible across the shortest possible time period. (A lossless compression of the music should compress as little as possible!) Stockhausen made a similar complaint when he listened to techno music, always bemoaning the fact that there was any sort of regularity or repetition in the music.

For all the bragging about the density of the information age, I think things are going in the opposite direction. People consume so much that there’s been an incentive to make things consumable as fast as possible. If you look at any of the would-be highbrow serials on television (with the exception of The Wire), they proceed far more slowly plotwise than your average 70s episode of The Rockford Files, which stuck a whole plot arc into a single hour. Ostensibly this is to give a richer background, but the more obvious reason is that there is that much more content to digest in general, and so no point in a greater density of information.

Xenakis’s point was simply that information would be absorbed at a more macroscopic level, which is one way of getting around the problem. Arguably Ferneyhough embraced this as well, though you can make the argument in the other direction to attack Babbitt: how many works with an information density on the order of Webern can a composer make that are going to be masterpieces? Webern only managed a few hours of music total. Babbitt has written far more, and if they’re going to be ranked, information density will not be the criterion for how they’re graded.

Is the density a prerequisite then? In the article, Babbitt simply seems to think that any piece below a certain level of information density just isn’t going to be interesting, and for him, no doubt that is true. But this reduces density to a qualifying factor. Is anything below the threshold just going to be dismissed?

Well no; Stockhausen found some interesting bits in the techno pieces too. But it places the elites in a position where they must discount their own antecedents. This is the problem of so many literary snobs today: they either have to trash Dickens, Cervantes, and Chaucer as being as unworthy of attention as the mass-marketed pablum of today (or else appeal to a dubious “people used to appreciate books more!”), or they have to say that these authors had qualities that were never appreciated by the mass of readers even then. Moore’s polemic hits the wall when he is forced into defending complexity, difficulty, and wordplay for its own sake, as though such qualities had intrinsic merit independent of the content of a work. But appealing to such objective qualities is the safest way to delineate one’s opinions from those of the hoi polloi.

Of course, in music, the complexity really is the content (there are no messy semantics here, for the most part), so Babbitt goes the first route and pretty much proclaims new music to be of a wholly different quality and merit than all previous musics; maybe not universally better, but unmistakably different. And so Beethoven is definitely not dense enough. But at this point, well, he has established a new genre of technical music and no longer has any claim to identify with “music” as it has been known throughout the history of the world, whether gamelan, raga, Gesualdo, or Telemann. And if he does not want to claim the inherited mantle of “music,” then should anyone deny him the right to proclaim worthiness in whatever undefined field of art he occupies?

The thing is, I suspect most composers and writers do want to claim the mantle of their supposed predecessors. They would rather be the next Dostoevsky than the next Robert Grenier.

Criteria 2. Expertise

Why should the layman be other than bored and puzzled by what he is unable to understand, music or anything else? It is only the translation of this boredom and puzzlement into resentment and denunciation that seems to me indefensible. After all, the public does have its own music, its ubiquitous music: music to eat by, to read by, to dance by, and to be impressed by. Why refuse to recognize the possibility that contemporary music has reached a stage long since attained by other forms of activity? The time has passed when the normally well-educated man without special preparation could understand the most advanced work in, for example, mathematics, philosophy, and physics. Advanced music, to the extent that it reflects the knowledge and originality of the informed composer, scarcely can be expected to appear more intelligible than these arts and sciences to the person whose musical education usually has been even less extensive than his background in other fields.

Ah, the old art-as-science argument. The Social Text people trotted this one out during the Sokal Hoax in the 90s, saying that of course literary theory wasn’t comprehensible to non-experts, just as quantum physics wasn’t. Babbitt trained as a mathematician and so perhaps has better purchase on these arguments than the critical theorists, but even he hedges slightly:

I do not wish to appear to obscure the obvious differences between musical composition and scholarly research, although it can be contended that these differences are no more fundamental than the differences among the various fields of study. I do question whether these differences, by their nature, justify the denial to music’s development of assistance granted these other fields. Immediate “practical” applicability (which may be said to have its musical analogue in “immediate extensibility of a compositional technique”) is certainly not a necessary condition for the support of scientific research.

But nonetheless, if the funding is there, go for it! (And certainly coming from a science background, Babbitt saw how much grant money there was being thrown at math and science at that time.)

And so, I dare suggest that the composer would do himself and his music an immediate and eventual service by total, resolute, and voluntary withdrawal from this public world to one of private performance and electronic media, with its very real possibility of complete elimination of the public and social aspects of musical composition. By so doing, the separation between the domains would be defined beyond any possibility of confusion of categories, and the composer would be free to pursue a private life of professional achievement, as opposed to a public life of unprofessional compromise and exhibitionism.

There were a couple superficial reasons why the critical theorists couldn’t use the expertise argument to outflank their detractors. First, there was a shortage of autonomous results: a book of theory, even Of Grammatology, simply does not have the aesthetic standing that a piece of music or even poetrydoes. Patrons of the arts will support philosophy in a pinch (less so these days!), but they do prefer their arts to be lively, even if they are incomprehensible.

Second, there was no theoretical method to which they could appeal, the main direction of critical theory being to dismantle method. Babbitt (and his forebears) have no such issues. They produce music that can be and occasionally is performed, and Babbitt was only one of many who produced extensive theoretical background depicting the exact mechanisms by which works were composed. Even Xenakis produced a book about stochastic music. So ironically, the scientific argument holds together better here than it does in literature.

The problem is the reverse of before. It now makes the expertise a prerequisite for enjoying the music. Or at least, there’s something very puzzling that an appeal to expertise might be needed for something that could be appreciated viscerally and without a background in close listening and musical theory. I suppose I can pick up a physics paper or the Principia and marvel at their visual elegance and the mysterious arrangement of symbols, but that’s a bit difference than enjoying the “moments” of a Stockhausen or Webern piece in a plebeian way, at least to my mind. But such enjoyment is now bastardized, if not wholly illegitimate. And this is not a criterion by which any artist, even an ardent serialist, wishes to live by.

Everything Else

So why use these two criteria of complexity and expertise? Ultimately, I think it’s just a highly developed quantitative argument attempting to marshal seemingly objective measures in the service of judging art, or at least one type of art. I have to admit to giving some grudging respect to Babbitt’s callow words here because he is more objective than every literary or art critic from Longinus onward who thought that ever-so-vague statements of aesthetic guidelines would be sufficient to help everyone decide which art was good from thereon out.

Complexity and listener expertise (comprehension, that is): if these become the metrics by which music is judged, then we really can judge what new piece of music is “interesting” and back it up with evidence. True, the connection of these metrics to enjoyment remain speculative, but hasn’t every aesthetician also insisted that there were more objective measures than a simple statement of like and dislike? At least here we have them. It bothers me far less than the territorial ramblings of aesthetic polemicists struggling to articulate why they are the first to have discovered the actual path to the soul of humanity.

Iannis Xenakis

It closes in just a couple days, but I loved the Xenakis Exhibit at the Drawing Center. Being able to look at the scores and plans while listening to the relevant pieces (on complimentary iPod!) was revelatory for me, particularly the extended coverage of Xenakis’s seminal Metastasis. (A nice little primer on the early stuff. I was also unaware of his absolute opposition to chance operations, improvisation, or performer choice.)


Study for Metastasis

This and others showed the hyperboloid curves that Xenakis used to generate the series of glissandi for a string ensemble, each instrument scored individually. Here’s the result:


Metastasis

At least for me, it vindicated how effectively Xenakis’s work does portray the graphic forms sonically, rather than sinking into impenetrable abstraction as Stockhausen’s far denser work frequently does. Xenakis really did have a rather atatvistic, populist conception of music (aided in popularity, no doubt, by the psychedelic era, which led to people like AMM getting major label recording contracts) that shows up in his own writing, where on several occasions he insists that his techniques are in the service of generating music that is intuitively graspable. The program included this quote from his early essay “The Crisis of Serial Music,” where he doesn’t sound so far from many of the more conservative critics of serialism (even daring to mention “the audience”!).

Linear polyphony destroys itself by its very complexity; what one hears is in reality nothing but a mass of notes in various registers. The enormous complexity prevents the audience from following the intertwining of the lines and has as its macroscopic effect an irrational and fortuitous dispersion of sounds over the whole extent of the sonic spectrum. There is consequently a contradiction between the polyphonic linear system and the heard result, which is the surface or mass. This contradiction inherent in polyphony will disappear when the independence of sounds is total. In fact, when linear combinations and their polyphonic superpositions no longer operate, what will count will be the statistical mean of isolated states and of transformations of sonic components at a given moment. The macroscopic effect can then be controlled by the mean of the movements of elements which we select. The result is the introduction of the notion of probability, which implies, in this particular case, combinatory calculus. Here, in a few words, in the possible escape route from the “linear category” in musical thought…. 

To paraphrase: forget individual manipulation of notes and tone rows, and focus on macroscopic presentation of dynamics, effects, densities, timbres, etc.

It would be empty speech if Xenakis’s work, or at least the best of it, didn’t succeed so viscerally in realizing his aesthetics (and listening to some of his followers reveals how easily things can go wrong–sorry spectralists!). I think his grasp of timbre and texture far outweighed many of his contemporaries (though granted, many weren’t interested in such things anyway), putting him closest to Messiaen and Varese, who both supported him.

Twelve-tone Film Scores

Here are three that Wikipedia lists and a fourth I dug up. There must be many others that use serialism at least partly, but I don’t know them offhand. Anyone want to chime in?

Benjamin Frankel: The Prisoner (1955)

Ernest Gold: On the Beach (1959)

Benjamin Frankel: Curse of the Werewolf (1961)

David Shire: Taking of Pelham 1-2-3

Update: Not 12-tone, but since Morricone came up in the comments, this is one of my favorites of his, featuring Gruppo di Improvvisazione Nuova Consonanza:

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